Monitoring the water status of forests is paramount for assessing vegetation health, particularly in the context of increasing duration and intensity of droughts. In this study, a methodology was developed for estimating forest water potential at the canopy scale from ground-based L-band radiometry. The study uses radiometer data from a tower-based experiment of the SMAPVEX 19-21 campaign from April to October 2019 at Harvard Forest, MA, USA. The gravimetric and the relative water content of the forest stand was retrieved from radiometer-based vegetation optical depth. A model-based methodology was adapted and assessed to transform the relative water content estimates into values of forest water potential. A comparison and validation of the retrieved forest water potential was conducted with in situ measurements of leaf and xylem water potential to understand the limitations and potentials of the proposed approach for diurnal, weekly and monthly time scales. The radiometer-based water potential estimates of the forest stand were found to be consistent in time with r_Pearson correlations up to 0.6 and similar in value, down to RMSE = 0.14 [MPa], compared to their in situ measurements from individual trees in the radiometer footprint, showing encouraging retrieval capabilities. However, a major challenge was the bias between the radiometer-based estimates and the in situ measurements over longer times (weeks & months). Here, an approach using either air temperature or soil moisture to update the minimum water potential of the forest stand (FWP_min) was developed to adjust the mismatch. These results showcase the potential of microwave radiometry for continuous monitoring of plant water status at different spatial and temporal scales, which has long been awaited by forest ecologists and tree physiologists.

@en

The presence, duration, and amount of surface canopy water (SCW) is important in microwave remote sensing for agricultural applications. Our current understanding of the effect of SCW on total backscatter and the underlying mechanisms is limited. The aim of this study is to investigate the effect of SCW on backscatter as a function of frequency and polarization, and to understand the underlying mechanisms. For this purpose, the radiative transfer model developed at the Tor Vergata University was used to simulate the total backscatter at L-, C-, and X-band. First, simulations from the standard Tor Vergata model were compared to L-band observations. Then, two additional implementations of the model were developed to account for the effect of SCW and the presence of water on the soil surface on radar backscatter. Representing SCW by the inclusion of additional water in the vegetation leads to an increase in vegetation volume scattering and a reduction in the contribution from double bounce and direct scattering from the ground. This increases total backscatter, particularly at lower frequencies. Results suggest that the difference between backscatter in the presence and absence of SCW can be up to around 2.5 dB in L-band and likely less at higher frequencies. The effect of water on the canopy (SCW) reaches its maximum during the mid and late season as the crop reached its maximum biomass. The influence of dew on the reflectivity of the soil surface resulted in a difference of up to 3.8 dB between backscatter in the presence and absence of SCW. In particular, at low frequencies and low vegetation cover, the presence of water on the soil surface needs to be taken into account to correctly capture the sub-daily dynamics in backscatter. The findings of this study are relevant for current and future SAR missions including Sentinel-1, ROSE-L, NISAR, SAOCOM, ALOS, CosmoSkyMed, TerraSAR-X, TanDEM-X and constellations such as those of ICEYE, and Capella which have dawn/dusk overpasses or multiple overpasses per day.

@en

This paper presents an overview of the Sub-daily Land Atmosphere INTEractions (SLAINTE) mission. SLAINTE comprises a constellation of identical synthetic aperture radars (SAR) with interferometric capability. It aims to bridge a critical observation gap, by providing sub-daily, ≤1 km scale observations related to ecosystem water status, including vegetation water content and surface soil moisture over key regions of scientific, ecological, societal and economic interest. These data will provide unprecedented insight into vegetation water, carbon and health improving our ability to study, understand and model the response of ecosystems to climate change and human impact. This mission concept has been submitted in response to ESA's call for proposals for Earth Explorer 12.

@en

This paper introduces a SAR mission concept uniquely designed for sub-daily interferometric-compatible revisits, essential for the timely monitoring of ecosystem water status in regions of significant scientific, ecological, societal, and economic value. The key concept is based on the strategic deployment of a constellation of several small satellites in short-revisit low-Earth orbits, equipped with low complexity SAR payloads to enhance efficiency and minimize overall costs. In particular, L-band SARs with decametric spatial resolution and sub-daily revisit will be considered. The paper provides an overview of the mission requirements, technical concept, scientific relevance, and acquisition potential. The analysis is based on a study conducted in the frame of an ESA Earth Explorer 12 mission proposal titled "SLAINTE" [1].

@en

ASCAT normalized backscatter (σ₄₀^o) and slope (σ^′) contain valuable information about soil moisture and vegetation. While σ₄₀^o has been assimilated to constrain soil moisture, sometimes together with Leaf Area Index (LAI), this study is the first to assimilate σ^′ directly to constrain vegetation states. Here, we assimilate σ₄₀^o and slope σ^′ into the ISBA-A-gs LSM using the Simplified Extended Kalman Filter (SEKF) using a Deep Neural Network (DNN) as the observation operator. The performances of the data assimilation (DA) and open loop (OL) are evaluated against in-situ soil moisture observations from the International Soil Moisture Network (ISMN), and LAI observations from the Copernicus Global Land Service (CGLS). Given an accurate and physically plausible observation operator, along with well-defined model and observation errors, the data assimilation system should yield improved estimates of the model states. However, results show that the DA performance is neutral compared to the OL in terms of the median unbiased root mean square error (ubRMSE) and Pearson correlation coefficient (ρ) across all validation sites. In addition, an analysis of the residuals and innovations confirms that DA had limited or no impact. This poor performance is perplexing. Furthermore, given the growing interest in the use of machine-learning-based observation operators, it is essential to understand the role that the use of the DNN may be playing in this poor performance. While representativeness errors and error specification play some part, it is demonstrated that the key factor constraining the efficacy of the SEKF is the correct estimation of the Jacobians that control the degree to which the observations update the states in the SEKF. It is argued that the DNN relating model states to satellite observations must have physically-plausible and robust Jacobians for the DNN to be effective in a data assimilation framework.

@en

Soil moisture (SM) is an important state variable in land surface models. Here, we investigate the potential of a ground-based global navigation satellite system receiver with two linearly polarized antennas that measure the interference power (IP) of direct and reflected signals in horizontal polarization (H-pol) and vertical polarization (V-pol) to estimate SM. The coefficient of determination between the IP waveforms at H-pol and V-pol ( $\boldsymbol {R}_{ \boldsymbol {v}\mathbf {/} \boldsymbol {h}}^{\mathbf {2}}$ ) was used as a predictor of SM. A coherent specular reflection model was employed to first explore the relationship between $\boldsymbol {R}_{ \boldsymbol {v}\mathbf {/} \boldsymbol {h}}^{\mathbf {2}}$ and SM for different values of soil roughness. That relationship was subsequently applied to estimate SM from $\boldsymbol {R}_{ \boldsymbol {v}\mathbf {/} \boldsymbol {h}}^{\mathbf {2}}$ determined from global positioning system (GPS) signals acquired continuously by a ground-based receiver between May and December 2022 for an area with very smooth bare soil. The results show that the proposed method can estimate the SM of the upper 10-cm layer with high accuracy (with a root-mean-square error (RMSE) of approximately 1.5 vol.%) and demonstrate the potential of the ground-based IP technique as a practical system solution for proximal remote sensing of SM over bare soils .

@en

Data obtained during a ground-based SAR experiment and an associated field campaign have been exploited to study the rate and sources of decorrelation in an agricultural test site in the conditions of observation of a geosynchronous SAR. It was found that the scene is less affected by temporal decorrelation when the primary image is acquired during night time or early morning. Additionally, a periodic oscillation on a sub-daily scale was observed when creating coherence time series with increasing temporal baseline. Two factors which strongly contribute to these oscillations are the daily cycles of soil moisture and evapotranspiration.

@en

A dataset of sub-daily C-band data, acquired with a ground-based synthetic aperture radar, has been used to study soil and vegetation dynamics during a complete growing season in a controlled agricultural test site. The data have been exploited to analyse the rate and sources of decorrelation in the scene, as well as the consequences of the observation conditions of a sub-daily satellite (with either low, medium or geosynchronous orbit): short revisit times, availability of multiple acquisitions during a single day, and shallow observations at some incidence angles. Repeat-pass coherence is found to be less affected by temporal decorrelation when the primary image is acquired during nighttime or the last hours predawn. Regarding the incidence angle, VV has increased sensitivity to certain phenological stages as the incidence angle increases. Additionally, a periodic oscillation on a sub-daily scale is observed when creating coherence time series with increasing temporal baseline. Factors which strongly contribute to these oscillations are the daily cycles of temperature, soil moisture and vegetation water dynamics.

@en

Sentinel-1 observes the whole globe every 12 days (6 days when both satellites were operational) and provides a wealth of data relevant to agriculture. Sugarcane cultivators could potentially benefit from these data by using them to assist operational and management practices. However, first, thorough understanding is needed of Sentinel-1 backscatter and its behavior over sugarcane canopies. In this study, we aimed to improve understanding of how Sentinel-1 backscatter responds to sugarcane yield variability and waterlogging. In order to do so we focused on an irrigated sugarcane plantation in Xinavane, Mozambique. In the analysis presented, we assessed different polarizations, their ratio, and benchmarked them against optical indices and passive microwave observations in different seasons. With the help of a large sugarcane yield dataset, we analyzed how backscatter relates to sucrose yield variability in different seasons. We found VV backscatter related to the stalk development, the most important reservoir for sucrose accumulation. In addition, in a season with reported waterlogging, optical and radar observations showed a delay in sugarcane crop development. Further analysis showed the presence of water underneath the canopy caused an increase in all polarizations and the cross ratio (CR). The results imply that Sentinel-1 backscatter contains information on both waterlogging under the canopy as well as sucrose development in the stalk. By isolating and quantifying the impact of waterlogging on backscatter, it will be possible to further quantify sucrose development with backscatter observations and identify waterlogging simultaneously.

@en

Reliable crop monitoring is paramount to achieve the objectives of the Common Agricultural Policy (CAP) and Food and Agriculture Organization. Synthetic Aperture Radar (SAR) provides high-resolution imaging and all-weather data acquisition capabilities for crop monitoring. This study investigates the sensitivity of parcel-level Sentinel-1 interferometric coherence to farming activities (e.g. planting, emergence, harvest and tillage) and weather events. A methodology to detect activities was developed and validated using ground-truth data from four crop types, collected over four years. The proposed approach was able to detect over 60% of all nine different farming activities. The results show that interferometric coherence is a reliable indicator for farming activities that can be considered as events resulting in a clear structural change (e.g. tillage 100%), but less reliable for gradual changes (e.g. Emergence 40%).

@en

In this article, our aim is to estimate synthetic aperture radar (SAR) observables, such as backscatter in VV and VH polarizations, as well as the VH/VV ratio, cross ratio, and interferometric coherence in VV, from agricultural fields. In this study, we use the decision support system for agrotechnology transfer (DSSAT) crop-growth simulation model to simulate parcel-level phenological and growth parameters for over 1500 parcels of silage maize in the Netherlands. The crop model was calibrated using field data, including silage maize phenological phases, leaf area index, and above-ground dry biomass (AGB). The simulations incorporate fine-resolution gridded precipitation data and soil parameters to model the interaction between soil-plant-atmosphere and genotype in DSSAT. The crop variables produced by DSSAT are then used as inputs to a support vector regression model. This model is trained to simulate SAR observables in 2017, 2018, and 2019, and its performance is evaluated using independent fields in each of these years. The results show a close fit between modeled and observed SAR C-band observables. The importance of vegetation variables in the estimation of SAR observables is assessed. The AGB showed significant importance in the estimation of backscatter. This study demonstrates the potential value of combining crop-growth simulation models and machine learning to simulate SAR observables. For example, the SVR model developed here could be used as an observation operator in an assimilation context to constrain vegetation and soil water dynamics in a crop-growth model.

@en

Microwave observations are sensitive to plant water content and could therefore provide essential information on biomass and plant water status in ecological and agricultural applications. The combined data record of the C-band scatterometers on the European Remote-Sensing Satellites (ERS)-1/2, the Metop (Meteorological Operational satellite) series, and the planned Metop Second Generation satellites will span over 40 years, which would provide a long-term perspective on the role of vegetation in the climate system. Recent research has indicated that the unique viewing geometry of the Advanced SCATterometer (ASCAT) could be exploited to observe vegetation water dynamics. The incidence angle dependence of backscatter can be described with a second order polynomial, the slope and curvature of which are related to vegetation. In a study limited to grasslands, seasonal cycles, spatial patterns, and interannual variability in the slope and curvature were found to vary among grassland types and were attributed to differences in moisture availability, growing season length and phenological changes. To exploit ASCAT slope and curvature for global vegetation monitoring, their dynamics over a wider range of vegetation types needs to be quantified and explained in terms of vegetation water dynamics. Here, we compare ASCAT data with meteorological data and GRACE equivalent water thickness (EWT) to explain the dynamics of ASCAT backscatter, slope, and curvature in terms of moisture availability and demand. We consider differences in the seasonal cycle, diurnal differences, and the response to the 2010 and 2015 droughts across ecoregions in the Amazon basin and surroundings. Results show that spatial and temporal patterns in backscatter reflect moisture availability indicated by GRACE EWT. Slope and curvature dynamics vary considerably among the ecoregions. The evergreen forests, often used as a calibration target, exhibit very stable behavior, even under drought conditions. The limited seasonal variation follows changes in the radiation cycle and may indicate phenological changes such as litterfall. In contrast, the diversity of land cover types within the Cerrado region results in considerable heterogeneity in terms of the seasonal cycle and the influence of drought on both slope and curvature. Seasonal flooding in forest and savanna areas also produced a distinctive signature in terms of the backscatter as a function of incidence angle. This improved understanding of the incidence angle behavior of backscatter increases our ability to interpret and make optimal use of the ASCAT data record and vegetation optical depth products for vegetation monitoring.@en

Agricultural droughts are extreme events which are often a result of interplays between multiple hydro-meteorological processes. Therefore, assessing drought occurrence, extent, duration and intensity is complex and requires the combined use of multiple variables, such as temperature, rainfall, soil moisture (SM) and vegetation state. The benefit of using information on SM and vegetation state is that they integrate information on precipitation, temperature and evapotranspiration, making them direct indicators of plant available water and vegetation productivity. Microwave remote sensing enables the retrieval of both SM and vegetation information, and satellite-based SM and vegetation products are available operationally and free of charge on a regional or global scale and daily basis. As a result, microwave remote sensing products play an increasingly important role in drought monitoring applications. Here, we provide an overview of recent developments in using microwave remote sensing for large-scale agricultural drought monitoring. We focus on the intricacy of monitoring the complex process of drought development using multiple variables. First, we give a brief introduction on fundamental concepts of microwave remote sensing together with an overview of recent research, development and applications of drought indicators derived from microwave-based satellite SM and vegetation observations. This is followed by a more detailed overview of the current research gaps and challenges in combining microwave-based SM and vegetation measurements with hydro-meteorological data sets. The potential of using microwave remote sensing for drought monitoring is demonstrated through a case study over Senegal using multiple satellite- and model-based data sets on rainfall, SM, vegetation and combinations thereof. The case study demonstrates the added-value of microwave-based SM and vegetation observations for drought monitoring applications. Finally, we provide an outlook on potential developments and opportunities.

@en

The presence of surface water on the canopy affects radar backscatter. However, its influence on the relationship between radar backscatter and crop biophysical parameters has not been investigated. The aim of this study was to quantify the influence of surface canopy water (SCW) on the relationship between L-band radar backscatter and biophysical variables of interest in agricultural monitoring. In this study, we investigated the effect of SCW on the relationship between co- and cross-polarized radar backscatter, cross ratios (VH/VV and HV/HH), and radar vegetation index (RVI) and dry biomass, vegetation water content (VWC), plant height and leaf area index (LAI). In addition, the effect of SCW on estimated vegetation optical depth (VOD) and its relationship with internal VWC was investigated. The analysis was based on data collected during a field experiment in Florida, USA in 2018. A corn field was scanned with a truck-mounted, fully polarimetric, L-band radar along with continuous monitoring of SCW (dew, interception) and soil moisture every 15 min for 58 days. In addition, pre-dawn destructive sampling was conducted to measure internal vegetation water content and dry biomass. Results showed that the presence of SCW can increase the radar backscatter up to 2 dB and this effect was lower for cross ratios (CRs) and RVI. The Spearman's rank correlations between radar observables and biophysical parameters were, on average, 0.2 higher for dry vegetation compared to wet vegetation. The estimated VOD from wet vegetation was generally higher than those from dry vegetation, which led to different fitting parameter (so-called b) values in the linear fit between VOD and VWC. The results presented here underscore the importance of considering the influence of SCW on the retrieval of biophysical variables of interest in agricultural monitoring. In particular, they highlight the importance of overpass time, and the impact that daily patterns in dew and interception can have on the retrieval of biophysical variables of interest.

@en

This paper presents an approach to implement a forward model for Sentinel-1 copol and crosspol backscatter and coherence using crop bio-geophysical parameters namely leaf area index, biomass, canopy height, soil moisture and root zone moisture as inputs for the maize. These required input parameters are generated using Decision Support System for Agrotechnology Transfer (DSSAT), one of the state-of-the-art crop growth models. The predicted SAR signal is generated using Support Vector Regression (SVR) over all the maize fields in an agricultural region, Flevoland, Netherlands. The correlation between simulated signal and observed signal is evaluated.@en

Soil hydrological processes (SHP) support ecosystems, modulate the impact of climate change on terrestrial systems and control feedback mechanisms between water, energy and biogeochemical cycles. However, land-use changes and extreme events are increasingly impacting these processes. In this Review, we describe SHP across scales and examine their links with soil properties, ecosystem processes and climate. Soil structure influences SHP such as infiltration, soil water redistribution and root water uptake on small scales. On local scales, SHP are driven by root water uptake, vegetation and groundwater dynamics. Regionally, SHP are impacted by extreme events such as droughts, floods, heatwaves and land-use change; however, antecedent and current SHP partially determine the broader effects of extreme events. Emerging technologies such as wireless and automated sensing, soil moisture observation through novel synthetic aperture radars satellites, big data analysis and machine learning approaches offer unique opportunities to advance soil hydrology. These advances, in tandem with the inclusion of more key soil types and properties in models, will be pivotal in predicting the role of SHP during global change.

@en

Forests’ ecosystems are an essential part of the global carbon cycle with vast carbon storage potential. These systems are currently under external pressures showing increasing change due to climate change. A better understanding of the biophysical properties of forests is, therefore, of paramount importance for research and monitoring purposes. While there are many biophysical properties, the focus of this study is on the in-depth analysis of the connection between the C-band Copernicus Sentinel-1 SAR backscatter and evapotranspiration (ET) estimates based on in situ meteorological data and the FAO-based Penman–Monteith equation as well as the well-established global terrestrial ET product from the Terra and Aqua MODIS sensors. The analysis was performed in the Free State of Thuringia, central Germany, over coniferous forests within an area of 2452 km², considering a 5-year time series (June 2016–July 2021) of 6- to 12-day Sentinel-1 backscatter acquisitions/observations, daily in situ meteorological measurements of four weather stations as well as an 8-day composite of ET products of the MODIS sensors. Correlation analyses of the three datasets were implemented independently for each of the microwave sensor’s acquisition parameters, ascending and descending overpass direction and co- or cross-polarization, investigating different time series seasonality filters. The Sentinel-1 backscatter and both ET time series datasets show a similar multiannual seasonally fluctuating behavior with increasing values in the spring, peaks in the summer, decreases in the autumn and troughs in the winter months. The backscatter difference between summer and winter reaches over 1.5 dB, while the evapotranspiration difference reaches 8 mm/day for the in situ measurements and 300 kg/m²/8-day for the MODIS product. The best correlation between the Sentinel-1 backscatter and both ET products is achieved in the ascending overpass direction, with datasets acquired in the late afternoon, and reaches an R²-value of over 0.8. The correlation for the descending overpass direction reaches values of up to 0.6. These results suggest that the SAR backscatter signal of coniferous forests is sensitive to the biophysical property evapotranspiration under some scenarios.

@en

Drought is a major natural hazard that impacts agriculture, the environment, and socio-economic conditions. In 2018 and 2019, Europe experienced a severe drought due to below average precipitation and high temperatures. Drought stress affects the moisture content and structure of agricultural crops and can result in lower yields. Synthetic Aperture Radar (SAR) observations are sensitive to the dielectric and geometric characteristics of crops and underlying soils. This study uses data from ESA’s Sentinel-1 SAR satellite to investigate the influence of drought stress on major arable crops of the Netherlands, its regional variability and the impact of water management decisions on crop development. Sentinel-1 VV, VH and VH/VV backscatter data are used to quantify the variability in the spatio-temporal dynamics of agricultural crop parcels in response to drought. Results show that VV and VH backscatter values are 1 to 2 dB lower for crop parcels during the 2018 drought compared to values in 2017. In addition, the growth season indicated by the cross-ratio (CR, VH/VV) for maize and onion is shorter during the drought year. Differences due to irrigation restrictions are observed in backscatter response from maize parcels. Lower CR values in 2019 indicate the impact of drought on the start of the growing season. Results demonstrate that Sentinel-1 can detect changes in the seasonal cycle of arable crops in response to agricultural drought.@en

Microwave observations are sensitive to vegetation water content (VWC). Consequently, the increasing temporal and spatial resolution of spaceborne microwave observations creates a unique opportunity to study vegetation water dynamics and its role in the diurnal water cycle. However, we currently have a limited understanding of sub-daily variations in the VWC and how they affect microwave observations. This is partly due to the challenges associated with measuring internal VWC for validation, particularly non-destructively, and at timescales of less than a day. In this study, we aimed to (1) use field sensors to reconstruct diurnal and continuous records of internal VWC of corn and (2) use these records to interpret the sub-daily behaviour of a 10 d time series of polarimetric L-band backscatter with high temporal resolution. Sub-daily variations in internal VWC were calculated based on the cumulative difference between estimated transpiration and sap flow rates at the base of the stems. Destructive samples were used to constrain the estimates and for validation. The inclusion of continuous surface canopy water estimates (dew or interception) and surface soil moisture allowed us to attribute hour-to-hour backscatter dynamics either to internal VWC, surface canopy water, or soil moisture variations. Our results showed that internal VWC varied by 10 %–20 % during the day in non-stressed conditions, and the effect on backscatter was significant. Diurnal variations in internal VWC and nocturnal dew formation affected vertically polarized backscatter most. Moreover, multiple linear regression suggested that the diurnal cycle of VWC on a typical dry day leads to a 2 (HH, horizontally, and cross-polarized) to almost 4 (VV, vertically, polarized) times higher diurnal backscatter variation than the soil moisture drydown does. These results demonstrate that radar observations have the potential to provide unprecedented insight into the role of vegetation water dynamics in land–atmosphere interactions at sub-daily timescales.@en

The task of quantifying spatial and temporal variations in terrestrial water, energy, and vegetation conditions is challenging due to the significant complexity and heterogeneity of these conditions, all of which are impacted by climate change and anthropogenic activities. To address this challenge, Earth Observations (EOs) of the land and their utilization within data assimilation (DA) systems are vital. Satellite EOs are particularly relevant, as they offer quasi-global coverage, are non-intrusive, and provide uniformity, rapid measurements, and continuity. The past three decades have seen unprecedented growth in the number and variety of land remote sensing technologies launched by space agencies and commercial companies around the world. There have also been significant developments in land modeling and DA systems to provide tools that can exploit these measurements. Despite these advances, several important gaps remain in current land DA research and applications. This paper discusses these gaps, particularly in the context of using DA to improve model states for short-term numerical weather and sub-seasonal to seasonal predictions. We outline an agenda for land DA priorities so that the next generation of land DA systems will be better poised to take advantage of the significant current and anticipated shifts and advancements in remote sensing, modeling, computational technologies, and hardware resources.

@en