River dikes in the eastern part of the Netherlands are characterized by a relatively low daily water table. In the unsaturated zone above the water table, a negative pore pressure (matric suction) is present that binds the soil particles together. Suction can be especially large in soils with small grains, such as clay, and increases the strength of a soil due to higher effective stress. High suction in soils has been proven to significantly increase the stability of dikes. However, due to water level variations and other climatic influences such as precipitation and evapotranspiration, suction in a dike will vary over the year and throughout the cross section. The research described in this report aims at evaluating whether there are parts of a cross-section of a dike where soil suction remains throughout a high water event in a river such that an increase in the strength of the soil can be used in stability analyses. The analysis is centered around a case study of an existing dike in the east of the Netherlands and uses time-dependent unsaturated groundwater flow models to simulate the spatially and temporally varying suction for a number of different initial conditions and climatic influences defined by scenarios. The results show that it is very unlikely that suction in the dike will be lost during the summer months. Due to high evapotranspiration, the water content in the dike is low, which results in a lower water table during a high water event and less infiltration in the dike occurs during precipitation. During winter, the probability that suction is lost throughout the dike cross-section is larger and will occur after heavy precipitation with a long duration where the return period is 1 – 10 years. Although in most scenarios some suction will remain present, the amount of suction during the winter is generally low, between 0.5 and 1 meter, which results in an apparent cohesion of 2 – 4 kPa. A simple stability calculation illustrates that the increase in strength in the dike due to suction does not result in a significant increase in the stability of the dike during high water conditions.

In the Netherlands the design condition for a dike is surmised to occur during winter where it is assumed that the dike is fully saturated. Preliminary results by Van Duinen (2020) indicate that suction remains present, albeit ever decreasing, during the winter. This means that it would be possible for a dike to dry out during the summer period such that it becomes unsaturated, and that any effects may not have fully disappeared during a normative event.

This problem is two-fold, as (i) the strength of an unsaturated soil is higher compared to a saturated soil, and (ii) it is unknown how the strength associated with the initially unsaturated zone can be modelled in a macro-stability calculation as it varies temporally. This report investigates the strength of the initially unsaturated zone in clay river dikes in the Eastern part of the Netherlands and it explores the opportunities which the better understanding of the strength may present for the factor of safety in a macro-stability calculation

The feasibility and applicability of the SSCC as formulated by Lu and Likos (2006) for conventional geotechnical laboratory tests is investigated. A literature review bundles international knowledge on unsaturated soil behavior which is relevant in the context of dike design. Silty clay samples from the dike trajectory of Ravenstein-Lith were investigated using the SSCC. It can be successfully applied to K0-CAU triaxial test when determining strength parameters using strain-compatibility. Compared to its conventional variant, the saturation stage must be skipped. Samples are air-dried under laboratory conditions to a prescribed volumetric water content which can then be linked to an amount of suction using the SWCC and a comparison can be made with the closed form of the SSCC (Lu et al., 2010).

The SSCC cannot be applied to DSS tests successfully. In DSS tests both slip and a diagonal failure plane was observed. This research was able to pinpoint at which shear strain slip would occur, and hence when tests are valid. DS tests were used to confirm the validity of DSS tests using CCSM.

A case study performed on a representative cross-section found a positive effect on the factor of safety due the additional strength related to the initially unsaturated zone. The FoS increased by at least 1.7% in the most conservative case and at least 5.0% in a scenario supported by field measurements. The current limited number of field measurements restricts a more precise determination. It is advised to perform more of these such that the initially unsaturated zone in a clay river dike can be modelled effectively and reliably with a high degree of certainty.

To conclude, with the application of the SSCC concept, the additional strength produced by considering the initially unsaturated zone in clay river dikes in the Netherlands leads to an opportunity where the dike can be designed more efficiently by reducing conservatism. Thus, taking the initially unsaturated zone in a dike into account can be considered as a valuable contribution to the toolbox of Dutch geotechnical engineers.