ASCAT normalized backscatter (σ₄₀^o) and slope (σ^′) contain valuable information about soil moisture and vegetation. While σ₄₀^o has been assimilated to constrain soil moisture, sometimes together with Leaf Area Index (LAI), this study is the first to assimilate σ^′ directly to constrain vegetation states. Here, we assimilate σ₄₀^o and slope σ^′ into the ISBA-A-gs LSM using the Simplified Extended Kalman Filter (SEKF) using a Deep Neural Network (DNN) as the observation operator. The performances of the data assimilation (DA) and open loop (OL) are evaluated against in-situ soil moisture observations from the International Soil Moisture Network (ISMN), and LAI observations from the Copernicus Global Land Service (CGLS). Given an accurate and physically plausible observation operator, along with well-defined model and observation errors, the data assimilation system should yield improved estimates of the model states. However, results show that the DA performance is neutral compared to the OL in terms of the median unbiased root mean square error (ubRMSE) and Pearson correlation coefficient (ρ) across all validation sites. In addition, an analysis of the residuals and innovations confirms that DA had limited or no impact. This poor performance is perplexing. Furthermore, given the growing interest in the use of machine-learning-based observation operators, it is essential to understand the role that the use of the DNN may be playing in this poor performance. While representativeness errors and error specification play some part, it is demonstrated that the key factor constraining the efficacy of the SEKF is the correct estimation of the Jacobians that control the degree to which the observations update the states in the SEKF. It is argued that the DNN relating model states to satellite observations must have physically-plausible and robust Jacobians for the DNN to be effective in a data assimilation framework.

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A Deep Neural Network (DNN) is used to estimate the Advanced Scatterometer (ASCAT) C-band microwave normalized backscatter (σ40o), slope (σ′) and curvature (σ″) over France. The Interactions between Soil, Biosphere and Atmosphere (ISBA) land surface model (LSM) is used to produce land surface variables (LSVs) that are input to the DNN. The DNN is trained to simulate σ40o, σ′ and σ″ from 2007 to 2016. The predictive skill of the DNN is evaluated during an independent validation period from 2017 to 2019. Normalized sensitivity coefficients (NSCs) are computed to study the sensitivity of ASCAT observables to changes in LSVs as a function of time and space. Model performance yields a near-zeros bias in σ40o and σ′. The domain-averaged values of ρ are 0.84 and 0.85 for σ40o and σ′, compared to 0.58 for σ″. The domain-averaged unbiased RMSE is 8.6% of the dynamic range for σ40o and 13% for σ′, with land cover having some impact on model performance. NSC results show that the DNN-based model could reproduce the physical response of ASCAT observables to changes in LSVs. Results indicated that σ40o is sensitive to surface soil moisture and LAI and that these sensitivities vary with time, and are highly dependent on land cover type. The σ′ was shown to be sensitive to LAI, but also to root zone soil moisture due to the dependence of vegetation water content on soil moisture. The DNN could potentially serve as an observation operator in data assimilation to constrain soil and vegetation water dynamics in LSMs.@en

Microwave observations are sensitive to plant water content and could therefore provide essential information on biomass and plant water status in ecological and agricultural applications. The combined data record of the C-band scatterometers on the European Remote-Sensing Satellites (ERS)-1/2, the Metop (Meteorological Operational satellite) series, and the planned Metop Second Generation satellites will span over 40 years, which would provide a long-term perspective on the role of vegetation in the climate system. Recent research has indicated that the unique viewing geometry of the Advanced SCATterometer (ASCAT) could be exploited to observe vegetation water dynamics. The incidence angle dependence of backscatter can be described with a second order polynomial, the slope and curvature of which are related to vegetation. In a study limited to grasslands, seasonal cycles, spatial patterns, and interannual variability in the slope and curvature were found to vary among grassland types and were attributed to differences in moisture availability, growing season length and phenological changes. To exploit ASCAT slope and curvature for global vegetation monitoring, their dynamics over a wider range of vegetation types needs to be quantified and explained in terms of vegetation water dynamics. Here, we compare ASCAT data with meteorological data and GRACE equivalent water thickness (EWT) to explain the dynamics of ASCAT backscatter, slope, and curvature in terms of moisture availability and demand. We consider differences in the seasonal cycle, diurnal differences, and the response to the 2010 and 2015 droughts across ecoregions in the Amazon basin and surroundings. Results show that spatial and temporal patterns in backscatter reflect moisture availability indicated by GRACE EWT. Slope and curvature dynamics vary considerably among the ecoregions. The evergreen forests, often used as a calibration target, exhibit very stable behavior, even under drought conditions. The limited seasonal variation follows changes in the radiation cycle and may indicate phenological changes such as litterfall. In contrast, the diversity of land cover types within the Cerrado region results in considerable heterogeneity in terms of the seasonal cycle and the influence of drought on both slope and curvature. Seasonal flooding in forest and savanna areas also produced a distinctive signature in terms of the backscatter as a function of incidence angle. This improved understanding of the incidence angle behavior of backscatter increases our ability to interpret and make optimal use of the ASCAT data record and vegetation optical depth products for vegetation monitoring.@en

The TU Wien Soil Moisture Retrieval (TUW SMR) approach is used to produce several operational soil moisture products from the Advanced Scatterometer (ASCAT) on the Metop series of satellites as part of the EUMETSAT Satellite Application Facility on Support to Operational Hydrology and Water Management (H SAF). The incidence angle dependence of backscatter is described by a second-order Taylor polynomial, the coefficients of which are used to normalize ASCAT observations to the reference incidence angle of 40° and for correcting vegetation effects. Recently, a kernel smoother was developed to estimate the coefficients dynamically, in order to account for interannual variability. In this study, we used the kernel smoother for estimating these coefficients, where we distinguished for the first time between their two uses, meaning that we used a short and fixed window width for the backscatter normalisation while we tested different window widths for optimizing the vegetation correction. In particular, we investigated the impact of using the dynamic vegetation parameters on soil moisture retrieval. We compared soil moisture retrievals based on the dynamic vegetation parameters to those estimated using the current operational approach by examining their agreement, in terms of the Pearson correlation coefficient, unbiased RMSE and bias with respect to in situ soil moisture. Data from the United States Climate Research Network were used to study the influence of climate class and land cover type on performance. The sensitivity to the kernel smoother half-width was also investigated. Results show that estimating the vegetation parameters with the kernel smoother can yield an improvement when there is interannual variability in vegetation due to a trend or a change in the amplitude or timing of the seasonal cycle. However, using the kernel smoother introduces high-frequency variability in the dynamic vegetation parameters, particularly for shorter kernel half-widths. Keywords: soil moisture; backscatter; radar remote sensing;.

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Vegetation products based on microwave remote sensing observations, such as Vegetation Optical Depth (VOD), are increasingly used in a variety of applications. One disadvantage is the often coarse spatial resolution of tens of kilometers of products retrieved from microwave observations from spaceborne radiometers and scatterometers. This can potentially be overcome by using new high-resolution Synthetic Aperture Radar (SAR) observations from Sentinel-1. However, the sensitivity of Sentinel-1 backscatter to vegetation dynamics, or its use in radiative transfer models, such as the water cloud model, has only been tested at field to regional scale. In this study, we compared the cross-polarization ratio (CR) to vegetation dynamics as observed in microwave-based Vegetation Optical Depth from coarse-scale satellites over Europe. CR was obtained from Sentinel-1 VH and VV backscatter observations at 500 m sampling and resampled to the spatial resolution of VOD from the Advanced SCATterometer (ASCAT) on-board the Metop satellite series. Spatial patterns between median CR and ASCAT VOD correspond to each other and to vegetation patterns over Europe. Analysis of temporal correlation between CR and ASCAT VOD shows that high Pearson correlation coefficients (R_p) are found over croplands and grasslands (median R_p > 0.75). Over deciduous broadleaf forests, negative correlations are found. This is attributed to the effect of structural changes in the vegetation canopy which affect CR and ASCAT VOD in different ways. Additional analysis comparing CR to passive microwave-based VOD shows similar effects in deciduous broadleaf forests and high correlations over crop-and grasslands. Though the relationship between CR and VOD over deciduous forests is unclear, results suggest that CR is useful for monitoring vegetation dynamics over crop-and grassland and a potential path to high-resolution VOD.

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This study investigates the performance of the TU Wien soil moisture retrieval (TUW-SMR) algorithm by adapting the strength of the vegetation correction. The semiempirical change detection method TUW-SMR exploits the multiangle backscatter observations from spaceborne fan-beam scatterometer systems in order to derive surface soil moisture information expressed in the degree of saturation. The vegetation parameterization of TUW-SMR is controlled by the dry and wet crossover angles that are used to determine the dry and wet backscatter reference. Backscatter observations from the Advanced Scatterometer (ASCAT) are used to produce four soil moisture data sets based on different dry and wet crossover angles describing: 1) a static, respectively, no vegetation correction; 2) the currently used seasonal vegetation correction; 3) a stronger seasonal vegetation correction; and 4) a spatially variable seasonal vegetation correction with the stronger vegetation correction over vegetated areas and no vegetation correction over bare land. All four ASCAT soil moisture data sets are evaluated against soil moisture estimates from GLDAS-2.1 Noah land surface model and the European Space Agency (ESA) climate change initiative (CCI) Passive v04.5 soil moisture product using the triple collocation method and traditional correlation analysis. The results show that the spatially variable vegetation correction overall improves soil moisture estimates in both more densely vegetated areas, e.g., in large parts of North America and Europe, and more sparsely vegetated, e.g., Western Africa. Nonetheless, the experiment also provides insight into challenging retrieval conditions where the TUW-SMR fails to take all relevant backscatter processes into account, e.g., wetlands and bare soils with subsurface scattering.

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In this study, we examined the ASCAT backscatter data from Metop-A from 2007 to 2016 to characterize spatial and temporal variability in the vegetation parameters of the TU Wien Soil Moisture Retrieval approach (TUW SMR) across the North American Grasslands. The vegetation parameters are the slope and curvature of a second order Taylor polynomial used to describe the incidence angle dependence of backscatter σ°. A recent development allows the vegetation parameters to be determined dynamically using the local slope values within a prescribed temporal window. Seasonal, interannual and diurnal variations in the vegetation parameters were found to vary across grassland cover types, reflecting variations in soil moisture availability and growing season length. While the slope has always been considered a measure of vegetation density, our results show that curvature also contains information about vegetation. Drought events in 2011 and 2012 resulted in extensive negative σ 40 ∘ and soil moisture anomalies during the maximum biomass period. Contiguous anomalies in slope and curvature were observed where the severity and persistence of the drought were enough to impact vegetation. Observed diurnal differences in slope and curvature suggest that daily moisture transport within the vegetation influences the relative dominance of scattering from the vegetation and soil surface. @en

In this study, we investigate the vegetation parameters of the TU Wien Soil Moisture Retrieval (TUW SMR) approach as a potential source of information about vegetation. A recent development in the TUW SMR approach allows for the dynamic estimation of the slope and curvature of the 2nd order Taylor polynomial used to represent the incidence angle dependence of backscatter. This allows us to characterize the seasonal cycle of these parameters and their inter-annual variability. With some modifications, this approach can also be used to estimate these parameters separately for the descending ( 9:30 AM) and ascending ( 9:30 PM) overpasses, allowing us to examine diurnal variations in the slope and curvature. The goal of this study is to explore the potential value of the dynamic vegetation parameters to monitor vegetation phenology and canopy water dynamics. Results will be presented from an analysis of the first ten years of ASCAT observations from Metop-A over the grasslands of North America. Grasslands are of particular interest due to their hydrological and ecological value, but also because the vegetation parameters are highly dynamic in this cover type. Spatial patterns in the seasonal cycle, inter-annual variations and diurnal differences of the vegetation parameters, normalized backscatter and soil moisture were found to vary across the different grassland ecosystems. Spatially contiguous anomalies in the vegetation parameters were observed in areas where the duration and intensity of drought was severe enough to impact vegetation. Diurnal differences in the slope and curvature suggest changes in the relative dominance of different scattering mechanism as a result of the daily water dynamics within the vegetation. In short, the vegetation parameters provide promising new insights into canopy water dynamics at daily, seasonal and inter-annual scales. @en