The strength properties of fault rocks at shearing rates spanning the transition from crystal-plastic flow to frictional slip play a central role in determining the distribution of crustal stress, strain, and seismicity in tectonically active regions. We review experimental and microphysical modelling work, which is aimed at elucidating the processes that control the transition from pervasive ductile flow of fault rock to rate-and-state-dependent frictional (RSF) slip and to runaway rupture, carried out at Utrecht University in the past 2 decades or so. We address shear experiments on simulated gouges composed of calcite, halite-phyllosilicate mixtures, and phyllosilicate-quartz mixtures performed under laboratory conditions spanning the brittle-ductile transition. With increasing shear rate (or decreasing temperature), the results consistently show transitions from (1) stable velocity-strengthening (v-strengthening) behaviour, to potentially unstable v-weakening behaviour, and (2) back to v strengthening. Sample microstructures show that the first transition seen at low shear rates and/or high temperatures represents a switch from pervasive, fully ductile deformation to frictional sliding involving dilatant granular flow in localized shear bands where intergranular slip is incompletely accommodated by creep of individual mineral grains. A recent microphysical model, which treats fault rock deformation as controlled by competition between ratesensitive (diffusional or crystal-plastic) deformation of individual grains and rate-insensitive sliding interactions between grains (granular flow), predicts both transitions well. Unlike classical RSF approaches, this model quantitatively reproduces a wide range of (transient) frictional behaviours using input parameters with direct physical meaning, with the latest progress focusing on incorporation of dynamic weakening processes characterizing co-seismic fault rupture. When implemented in numerical codes for crustal fault slip, the model offers a single unified framework for understanding slip patch nucleation and growth to critical (seismogenic) dimensions, as well as for simulating the entire seismic cycle.

The maximum fault strength and rate of interseismic fault strengthening (“healing”) are of great interest to earthquake hazard assessment studies, as they directly relate to event magnitude and recurrence time. Previous laboratory studies have revealed two distinct frictional healing behaviors, referred to as Dieterich-type and non-Dieterich-type healing. These are characterized by, respectively, log-linear and power-law increase in the strength change with time. To date, there is no physical explanation for the frictional behavior of fault gouges that unifies these seemingly inconsistent observations. Using a microphysical friction model previously developed for granular fault gouges, we investigate fault strengthening analytically and numerically under boundary conditions corresponding to laboratory slide-hold-slide tests. We find that both types of healing can be explained by considering the difference in grain contact creep rheology at short and long time scales. Under hydrothermal conditions favorable for pressure solution creep, healing exhibits a power-law evolution with hold time, with an exponent of ~1/3, and an “apparent” cutoff time (α) of hundreds of seconds. Under room-humidity conditions, where grain contact deformation exhibits only a weak strain-rate dependence, the predicted healing also exhibits a power-law dependence on hold time, but it can be approximated by a log-linear relation with α of a few seconds. We derive analytical expressions for frictional healing parameters (i.e., healing rate, cutoff time, and maximum healing), of which the predictions are consistent with numerical implementation of the model. Finally, we apply the microphysical model to small fault patches on a natural carbonate fault and interpret the restrengthening during seismic cycles.