The root zone is a vital part of the Earth system and a key element in hydrology, ecology, agronomy, and land surface processes. However, its definition varies across disciplines, creating barriers to interdisciplinary understanding. Moreover, characterizing the root zone is challenging due to a lack of consensus on definitions, estimation methods, and their merits and limitations. This opinion paper provides a holistic definition of the root zone from a hydrology perspective, including its moisture storage, deficit, and storage capacity. We demonstrate that the root zone plays a critical role in the biosphere, pedosphere, rhizosphere, lithosphere, atmosphere, and cryosphere of the Earth system. We underscore the limitations of the traditional reductionist approach in modelling this complex and dynamic zone and advocate for a shift towards a holistic, ecosystem-centred approach. We argue that a holistic approach offers a more systematic, simple, dynamic, scalable, and observable way to describe and predict the role of the root zone in Earth system science.@en

Traditional hydrological theories are based on the assumption that soil is key in determining water's fate in the hydrological cycle. According to these theories, soil hydraulic properties determine water movement in both saturated and unsaturated zones, described by matrix flow formulas such as the Darcy–Richards equations. They also determine plant-available moisture and thereby control transpiration. Here we argue that these theories are founded on a wrong assumption. Instead, we advocate the reverse: the terrestrial ecosystem manipulates the soil to satisfy specific water management strategies, which are primarily controlled by the ecosystem's reaction to climatic drivers and by prescribed boundary conditions such as topography and lithology. According to this assumption, soil hydraulic properties are an effect rather than a cause of water movement. We further argue that the integrated hydrological behaviour of an ecosystem can be inferred from considerations about ecosystem survival and growth without relying on internal-process descriptions. An important and favourable consequence of this climate- and ecosystem-driven approach is that it provides a physical justification for catchment models that do not rely on soil information and on the complexity associated with the description of soil water dynamics. Another consequence is that modelling water movement in the soil, if required, can benefit from the constraints that are imposed by the embedding ecosystem. Here we illustrate our ecosystem perspective of hydrological processes and the arguments that support it. We suggest that advancing our understanding of ecosystem water management strategies is key to building more realistic hydrological theories and catchment models that are predictive in the context of environmental change.@en

Increased attention directed at frozen-soil hydrology has been prompted by climate change. In spite of an increasing number of field measurements and modeling studies, the impact of frozen-soil on hydrological processes at the catchment scale is still unclear. However, frozen-soil hydrology models have mostly been developed based on a “bottom-up” approach, i.e. by aggregating prior knowledge at pixel scale, which is an approach notoriously suffering from equifinality and data scarcity. Therefore, in this study, we explore the impact of frozen-soil at catchment-scale, following a “top-down” approach, implying: expert-driven data analysis → qualitative perceptual model → quantitative conceptual model → testing of model realism. The complex mountainous Hulu catchment, northeast of the Tibetan Plateau, was selected as the study site. Firstly, we diagnosed the impact of frozen-soil on catchment hydrology, based on multi-source field observations, model discrepancy, and our expert knowledge. Two new typical hydrograph properties were identified: the low runoff in the early thawing season (LRET) and the discontinuous baseflow recession (DBR). Secondly, we developed a perceptual frozen-soil hydrological model, to explain the LRET and DBR properties. Thirdly, based on the perceptual model and a landscape-based modeling framework (FLEX-Topo), a semi-distributed conceptual frozen-soil hydrological model (FLEX-Topo-FS) was developed. The results demonstrate that the FLEX-Topo-FS model can represent the effect of soil freeze/thaw processes on hydrologic connectivity and groundwater discharge and significantly improve hydrograph simulation, including the LRET and DBR events. Furthermore, its realism was confirmed by alternative multi-source and multi-scale observations, particularly the freezing and thawing front in the soil, the lower limit of permafrost, and the trends in groundwater level variation. To the best of our knowledge, this study is the first report of LRET and DBR processes in a mountainous frozen-soil catchment. The FLEX-Topo-FS model is a novel conceptual frozen-soil hydrological model, which represents these complex processes and has potential for wider use in the vast Tibetan Plateau and other cold mountainous regions.@en

The risk of coastal storm flooding is deteriorating under global warming, especially for the heavily urbanized deltaic cities, like Shanghai. The Nature-Based Flood Defense (NBFD), as an eco-friendly design alternative for hard infrastructure against coastal flooding, is gaining attention. Nevertheless, the vulnerability of saltmarsh due to the biological instability, resulting in the uncertainties on coastal protection, is considered the bottleneck challenge that hinders the broad application of the NBFD concept. We argue that except for direct wave attenuations by the above-ground vegetation during storms, the gradual sediment trapping and consolidating during the non-storm period is a more crucial function of coastal saltmarsh, which mitigates storm waves by forming a broader and higher intertidal morphology. This benefit is an important value of saltmarsh-based coastal protection but is largely neglected in many NBFD studies. Taking Chongming Dongtan Shoal (CDS) as a case study, we demonstrated that over 2/3th wave attenuation during storms is contributed by the saltmarsh morphology, and less than 1/3th is from the saltmarsh vegetation. The relative contribution of the saltmarsh morphology on wave mitigation is even enhanced under the increasing storm grades from 100 yrs. to 5000 yrs. return levels. To promote this idea for broader application, the cost-benefit analysis of three artificial NBFD solutions (e.g., submerged breakwater, timber piles, and sand nourishment) are compared. We identified an optimal measure of the submerged breakwater for CDS, which minimizes the ecological impact and maximizes the cost-benefit. Moreover, the wave-free zone behind the breakwater increases the chance of vegetation establishment, helps suspended sediment trapping, hence fostering a beneficent cycle for saltmarsh restoration. In summary, ignoring the contribution of saltmarsh morphology on wave attenuation largely underestimated the benefits of vegetation-based coastal protection, which should be greatly emphasized to provide a solid basis for developing NBFD.

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Increased attention directed at frozen soil hydrology has been prompted by climate change. In spite of an increasing number of field measurements and modeling studies, the impact of frozen soil on hydrological processes at the catchment scale is still unclear. However, frozen soil hydrology models have mostly been developed based on a bottom-up approach, i.e., by aggregating prior knowledge at the pixel scale, which is an approach notoriously suffering from equifinality and data scarcity. Therefore, in this study, we explore the impact of frozen soil at the catchment scale, following a top-down approach, implying the following sequence: expert-driven data analysis → qualitative perceptual model → quantitative conceptual model → testing of model realism. The complex mountainous Hulu catchment, northeast of the Qinghai-Tibet Plateau (QTP), was selected as the study site. First, we diagnosed the impact of frozen soil on catchment hydrology, based on multi-source field observations, model discrepancy, and our expert knowledge. The following two new typical hydrograph properties were identified: The low runoff in the early thawing season (LRET) and the discontinuous baseflow recession (DBR). Second, we developed a perceptual frozen soil hydrological model to explain the LRET and DBR properties. Third, based on the perceptual model and a landscape-based modeling framework (FLEX-Topo), a semi-distributed conceptual frozen soil hydrological model (FLEX-Topo-FS) was developed. The results demonstrate that the FLEX-Topo-FS model can represent the effect of soil freeze-Thaw processes on hydrologic connectivity and groundwater discharge and significantly improve hydrograph simulation, including the LRET and DBR events. Furthermore, its realism was confirmed by alternative multi-source and multi-scale observations, particularly the freezing and thawing front in the soil, the lower limit of permafrost, and the trends in groundwater level variation. To the best of our knowledge, this study is the first report of LRET and DBR processes in a mountainous frozen soil catchment. The FLEX-Topo-FS model is a novel conceptual frozen soil hydrological model which represents these complex processes and has the potential for wider use in the vast QTP and other cold mountainous regions.

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